Stephanie Louise Giger
Stock Broker & Financial Advisor
Managed Solutions Consultant at Strategic Advisers LLC, specializing in retirement planning and investment strategies. Helping clients build secure financial futures with expert guidance and personalized solutions.
About Me
Dedicated to helping clients achieve their financial goals through expert guidance and personalized investment strategies.
As a Chartered Retirement Plans Specialist (CRPS®) and Investment Adviser at Strategic Investments LLC, I bring extensive experience in financial planning, investment management, and retirement strategies.
My career spans prestigious institutions including Strategic Investments LLC, Fidelity Investments, Wells Fargo, and BBVA, where I've developed a deep understanding of wealth management and client-focused financial solutions.
I hold FINRA Series 6, 7, and 63 licenses, ensuring I meet the highest regulatory standards while providing comprehensive investment advice and brokerage services.
My approach combines technical expertise with genuine care for each client's unique financial situation, helping individuals and families build lasting wealth and secure their financial futures.
CRPS®
Chartered Retirement Plans Specialist
3
FINRA Licenses (Series 6, 7, 63)
17+
Years of Experience
500+
Satisfied Clients
My Services
Comprehensive financial services designed to help you achieve your goals and secure your financial future.
Retirement Planning
Comprehensive retirement strategies tailored to your goals, including 401(k) management, IRA planning, and pension optimization.
Investment Management
Professional portfolio management with diversified investment strategies designed to maximize returns while managing risk.
Financial Planning
Holistic financial planning services covering budgeting, tax strategies, estate planning, and wealth preservation.
Wealth Management
Personalized wealth management solutions for high-net-worth individuals and families seeking long-term financial security.
Risk Management
Strategic risk assessment and mitigation through insurance planning, asset protection, and diversification strategies.
Portfolio Analysis
In-depth portfolio reviews and performance analysis to ensure your investments align with your financial objectives.
Easy Steps To Get My Tax Services
My work process is designed to be transparent, strategic, and completely centered around you. I believe that successful investing begins with understanding, is built on trust, and is sustained by continuous collaboration.
Discovery & Consultation
Strategy Design
Proposal & Review
Implementation & Result
Experience
A proven track record of excellence across leading financial institutions.
Investment Adviser
Deliver personalized investment guidance and portfolio strategies for diverse clients.
- •Design tailored investment plans aligned with client goals.
- •Analyze market trends to guide data-informed decisions.
- •Advise on portfolio diversification and risk management.
Managed Solutions Consultant
Lead consultant for managed investment solutions, providing strategic guidance to clients on portfolio management, asset allocation, and retirement planning strategies.
- •Manage $50M+ in client assets
- •Develop customized investment strategies
- •Provide ongoing portfolio monitoring and rebalancing
Sr. Regional Investment Consultant
Senior consultant responsible for regional investment advisory services, client relationship management, and implementation of comprehensive financial plans.
- •Advised 200+ clients on investment strategies
- •Conducted financial planning workshops
- •Achieved 98% client satisfaction rating
Licensed Financial Consultant
Entry-level financial consultant focused on building client relationships and providing investment advisory services.
- •Obtained FINRA Series 6, 7, and 63 licenses
- •Developed expertise in mutual funds and securities
- •Recognized as top performer in training class
Licensed Financial Consultant
Provided comprehensive financial consulting services including investment advice, retirement planning, and wealth management solutions.
- •Built client base of 150+ relationships
- •Specialized in retirement planning
- •Exceeded sales targets by 125%
Certifications & Licenses
Maintaining the highest professional standards through continuous education and regulatory compliance.
CRPS® - Chartered Retirement Plans Specialist
College for Financial Planning
Obtained: 2019
Advanced certification in retirement plan design, administration, and fiduciary responsibilities.
FINRA Series 7 - General Securities Representative
Financial Industry Regulatory Authority
Obtained: 2013
Comprehensive license to sell securities including stocks, bonds, options, and mutual funds.
FINRA Series 63 - Uniform Securities Agent State Law
Financial Industry Regulatory Authority
Obtained: 2013
State securities license required for securities professionals operating across state lines.
FINRA Series 6 - Investment Company Products
Financial Industry Regulatory Authority
Obtained: 2012
License to sell mutual funds, variable annuities, and other investment company products.
Additional Qualifications
Continuing Education
30+ hours annually in financial planning and investment management
Compliance Training
Regular updates on regulatory requirements and industry standards
Ethics Standards
Adherence to FINRA and SEC ethical guidelines
Professional Memberships
Active member of financial planning associations
Client Testimonials
Hear from clients who have achieved their financial goals with personalized guidance and expert advice.
"Stephanie helped me navigate my retirement planning with exceptional expertise. Her personalized approach and deep knowledge of investment strategies gave me confidence in my financial future."
Michael Thompson
Retired Executive
"Working with Stephanie has been transformative for my business and personal finances. She takes the time to understand my goals and provides clear, actionable advice."
Sarah Martinez
Small Business Owner
"As someone new to investing, Stephanie made the process approachable and educational. Her patience and expertise helped me build a solid investment portfolio."
David Chen
Software Engineer
"Stephanie's comprehensive approach to financial planning has been invaluable. She helped me optimize my retirement accounts and create a sustainable wealth-building strategy."
Jennifer Williams
Healthcare Professional
"I appreciate Stephanie's proactive communication and strategic insights. She consistently goes above and beyond to ensure my portfolio aligns with my long-term objectives."
Robert Anderson
Real Estate Developer
"Stephanie is not just a financial advisor—she's a trusted partner in my financial journey. Her expertise in retirement planning has given me peace of mind."
Lisa Patel
Marketing Director
500+
Happy Clients
98%
Satisfaction Rate
4.9/5
Average Rating
Contact Me
Ready to take control of your financial future? Let's start a conversation about your goals.
Get In Touch
I'm here to help you navigate your financial journey. Whether you're planning for retirement, building wealth, or seeking investment advice, I'd love to hear from you.
Office
Strategic Investments LLC
9008 Chelsea Dr, Raleigh, NC 27603, USA
Office Hours
Monday - Friday: 9:00 AM - 5:00 PM EST
Saturday: By Appointment
Sunday: Closed